The comprehensive compliance suite for broker-dealers

Knowtice Analytics offers a platform of intuitive, customizable solutions and tools to keep you in compliance with FINRA and SEC regulations.

Our process

We work to understand your compliance needs, current pain points, and existing systems.

We help you choose the reports you need or the full package and then we connect our tools to your existing data sources and vendors.

We explain the customizations and how to use all tools and services properly.

We ensure proper data flow, accuracy, and usability before launch.

We launch the platform with firmwide acceptance.

We stay ahead of evolving regulatory needs and check in periodically for platform optimization and support.

Simple to use

Built to scale

Ready when regulators are